Floor broker - PDFSEARCH.IO - Document Search Engine

Floor broker
Results: 216

#	Item
181	March 8, 2013    MEDIA RELEASE    Conference of State Bank Supervisors  1129 20th Street, NW, Ninth Floor, Washington, DC, 20036  Add to Reading List Source URL: aarmr.org Language: English - Date: 2013-03-08 17:00:19 Subprime mortgage crisis Mortgage-backed security Mortgage broker Economy of the United States Richard H. Neiman United States housing bubble Mortgage industry of the United States Mortgage loan
182	February 28th 2014 Jane Pearse Director, Financial Institutions Division Financial Sector Policy Branch Department of Finance Canada 15th Floor, East Tower Add to Reading List Source URL: www.fin.gc.ca Language: English - Date: 2014-03-07 10:24:26 Mortgage loan Financial Consumer Agency of Canada Pre-approval Economy of the United States MERS Mortgage Finance Business Mortgage broker Mortgage industry of the United States United States housing bubble Mortgage-backed security
183	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-28 12:08:00 Investment Chicago Board Options Exchange Broker-dealer Floor broker Option Market maker Order Securities Exchange Act Financial economics Financial markets Finance
184	TENNESSEE REAL ESTATE COMMISSION MINUTES October 13, 2011 The Tennessee Real Estate Commission convened on October 13, 2011 at 9:22 a.m. in the 1st Floor Auditorium of the Center for Higher Education, 300 Market Street, Add to Reading List Source URL: www.tn.gov Language: English - Date: 2013-02-21 08:47:10 Minutes Business Parliamentary procedure Second Real estate broker
185	Microsoft Word - intl give-up.doc Add to Reading List Source URL: www.futuresindustry.org Language: English - Date: 2004-08-06 11:36:35 Financial system Broker Occupations Floor broker Financial services Investment broker Net capital rule Financial markets Financial economics Finance
186	John R. Kasich, Governor Andre T. Porter, Director 77 South High Street, 22nd Floor Columbus, Ohio[removed]www.com.ohio.gov/secu Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2013-05-12 15:44:16 Investment Financial services Occupations Stock market Financial markets Brokerage firm Securities Investor Protection Corporation Stock broker Discount brokerage Financial economics Finance Economics
187	John R. Kasich, Governor Andre T. Porter, Director 77 South High Street, 22nd Floor Columbus, Ohio[removed]www.com.ohio.gov/secu Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2013-05-12 14:02:06 Business Self-regulatory organizations Finance Stock market Financial Industry Regulatory Authority Stock broker Settlement World Group Securities U.S. Securities and Exchange Commission Securities Financial economics United States securities law
188	Order Temporarily Exempting the Floor Broker Operations of Broker-Dealers with Market Access That Handle Orders on a Manual Basis from the Automated Controls Requirement of Rule 15c3-5(c)(1)(ii) and Rule 15c3-5(c)(2) und Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-15 12:54:54 Financial system Finance United States securities law Financial services United States Securities and Exchange Commission Securities Exchange Act New York Stock Exchange Broker-dealer Euronext Financial economics Financial markets NYSE Euronext
189	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 3, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-04 10:42:37 United States Securities and Exchange Commission Economy of the United States Chicago Board Options Exchange Securities Exchange Act Floor broker U.S. Securities and Exchange Commission Order Open outcry Chicago Stock Exchange Stock market Financial economics Investment
190	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]November 24, 2004 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-24 12:31:47 Financial system Stock market 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law Broker-dealer Floor broker U.S. Securities and Exchange Commission Financial economics Financial markets Investment

UPDATE